Filing Details
- Accession Number:
- 0001209191-18-063579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-19 19:07:47
- Reporting Period:
- 2018-12-17
- Accepted Time:
- 2018-12-19 19:07:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1269021 | Portola Pharmaceuticals Inc | PTLA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192591 | J Charles Homcy | C/O Portola Pharmaceuticals, Inc. 270 East Grand Ave. South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-17 | 64,218 | $4.10 | 176,689 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-12-17 | 63,518 | $18.60 | 113,171 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-12-17 | 700 | $19.20 | 112,471 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-12-19 | 25,782 | $4.10 | 119,480 | No | 4 | M | Indirect | Charles Homcy Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | Charles Homcy Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-17 | 24,390 | $0.00 | 24,390 | $4.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-17 | 39,828 | $0.00 | 39,828 | $4.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-19 | 25,782 | $0.00 | 25,782 | $4.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-12-23 | 2018-12-22 | No | 4 | M | Direct |
25,782 | 2008-12-23 | 2018-12-22 | No | 4 | M | Direct |
0 | 2008-12-23 | 2018-12-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Indirect | The Charles J. Homcy 2009 Grantor Retained Annuity Trust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.2000 to $19.1900, inclusive.
- These sales were sold in a single transaction at a price of $19.20.
- Dr. Homcy exercised these shares through a cash exercise and transferred the shares following the exercise into the Charles Homcy Revocable Trust for which Dr. Homcy is a trustee.