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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1336253	Jeff Hastings	C/O Roku, Inc. 150 Winchester Circle Los Gatos CA 95032		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-12-17	3,000	$8.82	3,000	No	4	C	Direct
Class A Common Stock	Disposition	2018-12-17	3,000	$33.49	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2018-12-17	3,000	$8.82	3,000	$8.82
Class A Common Stock	Class B Common Stock	Acquisiton	2018-12-17	3,000	$8.82	3,000	$8.82
Class A Common Stock	Class B Common Stock	Disposition	2018-12-17	3,000	$8.82	3,000	$8.82

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,833	2027-08-14	No	4	M	Direct
3,000	2027-08-14	No	4	M	Direct
0	2027-08-14	No	4	C	Direct

Footnotes

Shares sold pursuant to Mr. Hasting's 10b5-1 plan dated September 14, 2018.
1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4)
(footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.