Filing Details

Accession Number:
0001615774-18-014673
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-19 17:56:33
Reporting Period:
2018-12-17
Accepted Time:
2018-12-19 17:56:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1728041 Cf Finance Acquisition Corp. CFFA () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024896 Cantor Fitzgerald, L. P. 110 East 59Th Street
New York NY 10022
No No Yes No
1250975 W Howard Lutnick 110 East 59Th Street
New York NY 10022
Chief Executive Officer Yes Yes Yes No
1251145 Cf Group Management Inc 110 East 59Th Street
New York NY 10022
No No Yes No
1761061 Cf Finance Holdings Llc 110 East 59Th Street
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-12-17 600,000 $10.00 600,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These shares are underlying units (each unit consisting of one share of Class A common stock and three-quarters of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by CF Finance Holdings LLC (the "Sponsor"), acquired pursuant to a private placement units purchase agreement by and between the Sponsor and the issuer. Does not include 7,187,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. Also excludes shares to be purchased pursuant to that certain forward purchase contract between the issuer and the Sponsor.
  2. The Sponsor is the record holder of the securities reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. is the managing general partner of Cantor. Mr. Lutnick, the issuer's Chairman and Chief Executive Officer, is the President of CF Group Management, Inc. ("CFGM") and trustee of CFGM's sole stockholder. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.