Filing Details
- Accession Number:
- 0001415889-18-001802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-19 16:57:15
- Reporting Period:
- 2018-12-19
- Accepted Time:
- 2018-12-19 16:57:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1757422 | Iii Seitter Gus Wetzel | C/O Hawthorn Bancshares, Inc. 132 East High Street, Po Box 688 Jefferson City MO 65102 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-19 | 1,000 | $23.31 | 3,633 | No | 4 | P | Indirect | By Wetzel Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Wetzel Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 91,052 | Indirect | By Wetzel Investments, Ltd. |
Footnotes
- The reporting person holds a minority ownership interest in Wetzel Investments, Ltd. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.