Filing Details

Accession Number:
0001415889-18-001802
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-19 16:57:15
Reporting Period:
2018-12-19
Accepted Time:
2018-12-19 16:57:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893847 Hawthorn Bancshares Inc. HWBK National Commercial Banks (6021) 431626350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757422 Iii Seitter Gus Wetzel C/O Hawthorn Bancshares, Inc.
132 East High Street, Po Box 688
Jefferson City MO 65102
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-19 1,000 $23.31 3,633 No 4 P Indirect By Wetzel Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Wetzel Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 91,052 Indirect By Wetzel Investments, Ltd.
Footnotes
  1. The reporting person holds a minority ownership interest in Wetzel Investments, Ltd. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.