Filing Details
- Accession Number:
- 0001252911-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-19 14:58:24
- Reporting Period:
- 2018-12-18
- Accepted Time:
- 2018-12-19 14:58:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559991 | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | DFP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252911 | E Robert Chadwick | 301 E Colorado Blvd Ste 720 Pasadena CA 91101 | Ceo, President | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-18 | 5,000 | $20.00 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.