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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238892	Thomas Norman Linebarger	500 Jackson Street Columbus IN 47201	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2018-08-28	20,568	$0.00	84,418	No	5	G	Direct
Common	Disposition	2018-08-28	34,485	$0.00	49,933	No	5	G	Direct
Common	Acquisiton	2018-12-17	24,830	$19.42	74,763	No	4	M	Direct
Common	Disposition	2018-12-17	24,830	$133.19	49,933	No	4	S	Direct
Common	Acquisiton	2018-11-07	3,409	$0.00	12,948	No	5	G	Indirect	By Child #1
Common	Acquisiton	2018-11-07	3,409	$0.00	12,948	No	5	G	Indirect	By Child #2
Common	Disposition	2018-08-28	20,568	$0.00	6,818	No	5	G	Indirect	GRAT #2
Common	Disposition	2018-11-07	6,818	$0.00	0	No	5	G	Indirect	GRAT #2
Common	Acquisiton	2018-08-28	34,485	$0.00	34,485	No	5	G	Indirect	GRAT #3

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Indirect	By Child #1
No	5	G	Indirect	By Child #2
No	5	G	Indirect	GRAT #2
No	5	G	Indirect	GRAT #2
No	5	G	Indirect	GRAT #3

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right-to-Buy)	Disposition	2018-12-17	24,830	$0.00	24,830	$19.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-03-02	2019-03-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	7,852	Indirect	By 401(k) Plan
Common	240	Indirect	By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$58.12	2012-03-01	2020-03-01	16,360	16,360	Direct
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	131,920	131,920	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	60,100	60,100	Direct
Common	Stock Option (Right-to-Buy)	$119.77	2013-05-02	2021-05-02	13,040	13,040	Direct
Common	Stock Option (Right-to-Buy)	$120.28	2014-04-02	2022-04-02	37,510	37,510	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	60,780	60,780	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	44,890	44,890	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	85,050	85,050	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	61,700	61,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-01	16,360	16,360	Direct
2026-04-04	131,920	131,920	Direct
2023-04-02	60,100	60,100	Direct
2021-05-02	13,040	13,040	Direct
2022-04-02	37,510	37,510	Direct
2025-04-02	60,780	60,780	Direct
2024-04-02	44,890	44,890	Direct
2027-04-03	85,050	85,050	Direct
2028-04-03	61,700	61,700	Direct

Footnotes

20,568 shares held in the Grantor Retained Annuity Trust #2 were transferred to The Norman Thomas Linebarger Revocable Trust.
34,485 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #3.
Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.01 - $135.34. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.