Filing Details
- Accession Number:
- 0000894579-18-000268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-18 20:00:36
- Reporting Period:
- 2018-12-14
- Accepted Time:
- 2018-12-18 20:00:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Ditech Holding Corp | DHCP | () | NY |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898382 | G Leon Cooperman | St. Andrew'S Country Club 7118 Melrose Castle Lane Boca Raton FL 33428 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-14 | 194,703 | $0.07 | 0 | No | 4 | S | Indirect | Omega Equity Investors LP |
| Common Stock | Disposition | 2018-12-14 | 38,584 | $0.07 | 0 | No | 4 | S | Indirect | Omega Capital Partners LP |
| Common Stock | Disposition | 2018-12-14 | 10,084 | $0.07 | 0 | No | 4 | S | Indirect | Omega Capital Investors LP |
| Common Stock | Disposition | 2018-12-14 | 18,678 | $0.07 | 0 | No | 4 | S | Indirect | Omega Overseas Partners Ltd |
| Common Stock | Disposition | 2018-12-14 | 50,852 | $0.07 | 0 | No | 4 | S | Indirect | Omega Credit Opportunities Master Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Omega Equity Investors LP |
| No | 4 | S | Indirect | Omega Capital Partners LP |
| No | 4 | S | Indirect | Omega Capital Investors LP |
| No | 4 | S | Indirect | Omega Overseas Partners Ltd |
| No | 4 | S | Indirect | Omega Credit Opportunities Master Fund LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-14 | 65,736 | $0.00 | 65,736 | $20.63 |
| Common Stock $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-14 | 38,246 | $0.00 | 38,246 | $20.63 |
| Common Stock $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-14 | 17,181 | $0.00 | 17,181 | $20.63 |
| Common Stock $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-14 | 31,822 | $0.00 | 31,822 | $20.63 |
| Common Stock $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-14 | 86,637 | $0.00 | 86,637 | $20.63 |
| Common Stock $0.01 Par Value Per Share | Series B Warrants | Disposition | 2018-12-14 | 52,160 | $0.00 | 52,160 | $28.25 |
| Common Stock $0.01 Par Value Per Share | Series B Warrants | Disposition | 2018-12-14 | 30,347 | $0.00 | 30,347 | $28.25 |
| Common Stock $0.01 Par Value Per Share | Series B Warrants | Disposition | 2018-12-14 | 13,632 | $0.00 | 13,632 | $28.25 |
| Common Stock $0.01 Par Value Per Share | Series B Warrants | Disposition | 2018-12-14 | 25,250 | $0.00 | 25,250 | $28.25 |
| Common Stock $0.01 Par Value Per Share | Series B Warrants | Disposition | 2018-12-14 | 68,745 | $0.00 | 68,745 | $28.25 |
| Common Stock $0.01 Par Value Per Share | Mandatorily Convertible Preferred Stock | Disposition | 2018-12-17 | 4,745 | $1.15 | 687,907 | $0.00 |
| Common Stock $0.01 Par Value Per Share | Mandatorily Convertible Preferred Stock | Disposition | 2018-12-17 | 4,745 | $1.15 | 687,907 | $0.00 |
| Common Stock $0.01 Par Value Per Share | Mandatorily Convertible Preferred Stock | Disposition | 2018-12-17 | 4,745 | $1.15 | 687,907 | $0.00 |
| Common Stock $0.01 Par Value Per Share | Mandatorily Convertible Preferred Stock | Disposition | 2018-12-17 | 4,745 | $1.15 | 687,907 | $0.00 |
| Common Stock $0.01 Par Value Per Share | Mandatorily Convertible Preferred Stock | Disposition | 2018-12-17 | 9,415 | $1.15 | 1,364,940 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2013-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
Footnotes
- The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018.
Billionaire Hedge Funds
