Filing Details

Accession Number:
0000899243-18-031338
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-18 17:16:57
Reporting Period:
2018-12-17
Accepted Time:
2018-12-18 17:16:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
90168 Sifco Industries Inc SIF Aircraft Engines & Engine Parts (3724) 340553950
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200555 Hudson Smith 970 E. 64Th Street
Cleveland OH 44103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Trust Certificates Disposition 2018-12-17 6,000 $0.00 60,820 No 5 G Direct
Sifco Industries, Inc. Common Stock Acquisiton 2018-12-17 2,000 $3.45 4,400 No 4 P Indirect Owned by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Indirect Owned by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Sifco Industries, Inc. Common Stock 17,464 Direct
Voting Trust Certificates 57,068 Indirect Beneficiary of Trust
Voting Trust Certificates 121,678 Indirect Beneficiary of Trust
Voting Trust Certificates 6,255 Indirect Owned by Spouse
Footnotes
  1. Voting Trust Certificates are for common stock of SIFCO Industries, Inc.
  2. Represents six gifts of Voting Trust Certificates each representing 1,000 shares of common stock of SIFCO Industries, Inc. to the Reporting Person's grandchildren, as follows: (i) Hudson Smith, Jr., Custodian for Peyton Smith; (ii) Hudson Smith, Jr., Custodian for Charlotte Smith; (iii) Hudson Smith, Jr., Custodian for Whitney Smith; (iv) Cynthia R. Champ, Custodian for Elise Day Champ; (v) Cynthia R. Champ, Custodian for William Champ, Jr.; and (vi) Cynthia R. Champ, Custodian for Hudson Graham Champ.
  3. Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
  4. Held in Trust by the Trustee of the R. Smith Irrevocable Trust.