Filing Details
- Accession Number:
- 0000899243-18-031338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-18 17:16:57
- Reporting Period:
- 2018-12-17
- Accepted Time:
- 2018-12-18 17:16:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
90168 | Sifco Industries Inc | SIF | Aircraft Engines & Engine Parts (3724) | 340553950 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200555 | Hudson Smith | 970 E. 64Th Street Cleveland OH 44103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Trust Certificates | Disposition | 2018-12-17 | 6,000 | $0.00 | 60,820 | No | 5 | G | Direct | |
Sifco Industries, Inc. Common Stock | Acquisiton | 2018-12-17 | 2,000 | $3.45 | 4,400 | No | 4 | P | Indirect | Owned by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | P | Indirect | Owned by Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Sifco Industries, Inc. Common Stock | 17,464 | Direct | |
Voting Trust Certificates | 57,068 | Indirect | Beneficiary of Trust |
Voting Trust Certificates | 121,678 | Indirect | Beneficiary of Trust |
Voting Trust Certificates | 6,255 | Indirect | Owned by Spouse |
Footnotes
- Voting Trust Certificates are for common stock of SIFCO Industries, Inc.
- Represents six gifts of Voting Trust Certificates each representing 1,000 shares of common stock of SIFCO Industries, Inc. to the Reporting Person's grandchildren, as follows: (i) Hudson Smith, Jr., Custodian for Peyton Smith; (ii) Hudson Smith, Jr., Custodian for Charlotte Smith; (iii) Hudson Smith, Jr., Custodian for Whitney Smith; (iv) Cynthia R. Champ, Custodian for Elise Day Champ; (v) Cynthia R. Champ, Custodian for William Champ, Jr.; and (vi) Cynthia R. Champ, Custodian for Hudson Graham Champ.
- Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- Held in Trust by the Trustee of the R. Smith Irrevocable Trust.