Filing Details

Accession Number:
0001214659-18-007720
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-18 17:16:04
Reporting Period:
2018-12-18
Accepted Time:
2018-12-18 17:16:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896493 Dpw Holdings Inc. DPW Electronic Components, Nec (3679) 941721931
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333268 B William Horne 201 Shipyard Way
Suite E
Newport Beach CA 92663
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-18 4,000 $0.11 1,004,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion.