Filing Details
- Accession Number:
- 0000049071-18-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-18 16:05:52
- Reporting Period:
- 2018-12-15
- Accepted Time:
- 2018-12-18 16:05:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103605 | S Heidi Margulis | Humana Inc. 500 West Main Street Louisville KY 40202 | Chief Corp. Affairs Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Acquisiton | 2018-12-15 | 1,093 | $0.00 | 8,869 | No | 4 | M | Direct | |
Humana Common | Disposition | 2018-12-15 | 498 | $304.05 | 8,371 | No | 4 | F | Direct | |
Humana Common | Acquisiton | 2018-12-15 | 996 | $0.00 | 9,367 | No | 4 | M | Direct | |
Humana Common | Disposition | 2018-12-15 | 454 | $304.05 | 8,913 | No | 4 | F | Direct | |
Humana Common | Acquisiton | 2018-12-15 | 403 | $0.00 | 9,316 | No | 4 | M | Direct | |
Humana Common | Disposition | 2018-12-15 | 184 | $304.05 | 9,132 | No | 4 | F | Direct | |
Humana Common | Disposition | 2018-12-18 | 2,656 | $296.22 | 6,476 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Humana Common | Restricted Stock Units | Disposition | 2018-12-15 | 1,093 | $0.00 | 1,093 | $0.00 |
Humana Common | Restricted Stock Units | Disposition | 2018-12-15 | 996 | $0.00 | 996 | $0.00 |
Humana Common | Restricted Stock Units | Disposition | 2018-12-15 | 403 | $0.00 | 403 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
2,491 | No | 4 | M | Direct | ||
808 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $167.81 | 2023-02-18 | 4,922 | 4,922 | Direct | |
Humana Common | Options | $217.42 | 2024-03-08 | 19,497 | 19,497 | Direct | |
Humana Common | Options | $268.47 | 2025-02-19 | 5,218 | 5,218 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-02-18 | 4,922 | 4,922 | Direct |
2024-03-08 | 19,497 | 19,497 | Direct |
2025-02-19 | 5,218 | 5,218 | Direct |
Footnotes
- Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
- Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
- Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.
- Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
- Price reported is weighted average sales price.