Filing Details
- Accession Number:
- 0001271163-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-28 17:30:52
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-28
- Accepted Time:
- 2011-02-28 17:30:52
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Cumulative Callable Preferred Shares | Acquisiton | 2011-02-24 | 175,753 | $52.70 | 425,819 | No | 4 | P | Direct | |
Series A Cumulative Callable Preferred Shares | Disposition | 2011-02-24 | 126,998 | $52.70 | 0 | No | 4 | S | Indirect | MJG Management, LLC |
Series A Cumulative Callable Preferred Shares | Disposition | 2011-02-24 | 50,798 | $52.70 | 0 | No | 4 | S | Indirect | MJG IV Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | MJG Management, LLC |
No | 4 | S | Indirect | MJG IV Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Cumulative Callable Preferred Shares | 103,337 | Indirect | GAMCO Investors, Inc. |
Series A Cumulative Callable Preferred Shares | 115,970 | Indirect | GGCP, Inc. |
Series A Cumulative Callable Preferred Shares | 717 | Indirect | Gabelli Securities, Inc. |
Footnotes
- The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by Gabelli Securities, Inc. (GSI), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GSI and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the memember.