Filing Details

Accession Number:
0000899243-18-031181
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-17 14:42:09
Reporting Period:
2018-12-13
Accepted Time:
2018-12-17 14:42:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO Services-Prepackaged Software (7372) 205530976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626464 Michelangelo Volpi C/O Zuora, Inc.
3050 South Delaware Street, Suite 301
San Mateo CA 94403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-12-13 44,079 $18.44 319,516 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2018-12-14 28,012 $18.32 291,504 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2018-12-13 161 $18.44 1,171 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2018-12-14 103 $18.32 1,068 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2018-12-13 560 $18.44 4,060 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2018-12-14 356 $18.32 3,704 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 - $19.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 - $18.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel.
  5. The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL").
  6. The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to IVG II, Parallel and Yucca (collectively, the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.