Filing Details
- Accession Number:
- 0001209191-18-062855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-17 07:45:50
- Reporting Period:
- 2018-12-14
- Accepted Time:
- 2018-12-17 07:45:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311538 | Castle Brands Inc | ROX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188554 | Mark Andrews | C/O Castle Brands Inc. 122 East 42Nd St, Suite 5000 New York NY 10168 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-14 | 25,000 | $0.83 | 761,684 | No | 4 | P | Indirect | Held By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,163,724 | Direct | |
Common Stock | 1,183,079 | Indirect | By Knappogue Corp. |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8274 to $0.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- Includes shares of Common Stock held jointly with the reporting person's spouse.
- The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.