Filing Details
- Accession Number:
- 0001209191-18-062804
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-14 18:25:30
- Reporting Period:
- 2018-03-01
- Accepted Time:
- 2018-12-14 18:25:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394056 | One Stop Systems Inc. | OSS | Electronic Computers (3571) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1729652 | Jim Ison | 2235 Enterprise Street #110 Escondido CA 92029 | Vice President Of Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-01 | 2,895 | $0.76 | 74,696 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-12-12 | 27,901 | $2.66 | 46,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-12-13 | 3,066 | $2.65 | 43,729 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-01 | 2,895 | $0.00 | 2,895 | $0.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,776 | 2022-09-30 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.65 to $2.80 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- The option is fully vested.