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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053352	Heritage Commerce Corp	HTBK	State Commercial Banks (6022)	770469558

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1522757	L. Steven Hallgrimson	150 Almaden Blvd. San Jose CA 95113		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, No Par Value	Acquisiton	2018-12-12	7,000	$12.99	90,628	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, No Par Value	5,300	Indirect	Indirect By Other Beneficiary Type
Common Stock, No Par Value	3,000	Indirect	Indirect By Spouse
Common Stock, No Par Value	2,900	Indirect	Indirect By Trust
Common Stock, No Par Value	2,000	Indirect	Personal IRA
Common Stock, No Par Value	4,000	Indirect	Private Foundation
Common Stock, No Par Value	3,500	Indirect	SEP IRA
Common Stock, No Par Value	7,000	Indirect	With Son in an LLC

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, No Par Value	Standard Employee Option - NSO	$6.39	2012-05-01	2022-05-01	1,172	1,172	Direct
Common Stock, No Par Value	Standard Employee Option - NSO	$6.57	2013-04-30	2023-04-30	2,169	2,169	Direct
Common Stock, No Par Value	Standard Employee Option - NSO	$8.07	2014-02-27	2024-02-27	3,004	3,004	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-05-01	1,172	1,172	Direct
2023-04-30	2,169	2,169	Direct
2024-02-27	3,004	3,004	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.9600 to $13.0000, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
Reflects shares pursuant to which the reporting person has a power of attorney. The number of shares reported excludes 11,000 shares previously reported because the reporting person no longer has a power of attorney with respect to the shares. The reporting person did not have any pecuniary interest in the 11,000 shares or the shares reported in the table and disclaims beneficial ownership to the shares.