Filing Details
- Accession Number:
- 0001246360-18-002650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-14 13:28:14
- Reporting Period:
- 2018-12-04
- Accepted Time:
- 2018-12-14 13:28:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398113 | A Joseph Jolson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-12-04 | 3,600 | $4.81 | 4,804,998 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Shares | Acquisiton | 2018-12-06 | 10,611 | $4.76 | 4,815,609 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Shares | Acquisiton | 2018-12-07 | 8,300 | $4.73 | 4,823,909 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Shares | Acquisiton | 2018-12-10 | 58,355 | $4.47 | 4,882,264 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Shares | Acquisiton | 2018-12-11 | 7,000 | $4.58 | 4,889,264 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Shares | Acquisiton | 2018-12-12 | 5,000 | $4.61 | 4,894,264 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Shares | Acquisiton | 2018-12-13 | 3,699 | $4.50 | 4,897,963 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 75,000 | Indirect | By Foundation |
| Common Shares | 77,026 | Direct | |
| Common Shares | 1,287,584 | Indirect | By Jolson 1996 Trust |
Footnotes
- Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
- Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person.
- Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
Billionaire Hedge Funds
