Filing Details
- Accession Number:
- 0001437749-18-021992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-14 08:27:29
- Reporting Period:
- 2018-12-12
- Accepted Time:
- 2018-12-14 08:27:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1266806 | Second Sight Medical Products Inc | EYES | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624919 | Gregg Williams | 12744 San Fernando Road Suite 400 Sylmar CA 91342 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-12 | 3,275,100 | $0.92 | 36,255,772 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW.
- After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 20,485,249 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 9,928,187 shares of common stock owned by GST.