Filing Details
- Accession Number:
- 0001144204-18-064549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-14 08:24:12
- Reporting Period:
- 2018-12-12
- Accepted Time:
- 2018-12-14 08:24:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578620 | Alcentra Capital Corp | ABDC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1745452 | M Peter Glaser | C/O Alcentra Capital Corporation 200 Park Avenue 7Th Floor New York NY 10166 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-12 | 20,720 | $6.88 | 20,720 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-12-12 | 16,280 | $7.00 | 37,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.69 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) in this Form 4.
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.00 per share, inclusive.