Filing Details
- Accession Number:
- 0001144204-18-064547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-14 08:21:37
- Reporting Period:
- 2018-12-12
- Accepted Time:
- 2018-12-14 08:21:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578620 | Alcentra Capital Corp | ABDC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1745455 | A. Suhail Shaikh | C/O Alcentra Capital Corporation 200 Park Avenue, 7Th Floor New York NY 10166 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-12 | 34,476 | $6.95 | 34,476 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-12-12 | 2,524 | $7.00 | 37,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.