Filing Details
- Accession Number:
- 0001144204-18-064516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-13 18:31:23
- Reporting Period:
- 2018-12-11
- Accepted Time:
- 2018-12-13 18:31:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609727 | Synthorx Inc. | THOR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384859 | Peter Kolchinsky | C/O Ra Capital Management, Llc 20 Park Plaza, Suite 1200 Boston MA 02116 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-11 | 1,525,235 | $0.00 | 1,525,235 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-12-11 | 3,653,908 | $0.00 | 5,179,143 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-12-11 | 4,545,455 | $11.00 | 9,724,598 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2018-12-11 | 2,443,794 | $0.00 | 1,525,235 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-12-11 | 5,854,439 | $0.00 | 3,653,908 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis.
- The shares are held as follows: 1,245,659 shares held by RA Capital Healthcare Fund, L.P. (the "Fund") and 279,576 shares held by a separately managed account (the "Account").
- RA Capital Management, LLC (the "Adviser") is the general partner of the Fund and the investment adviser for the Account. Peter Kolchinsky is the sole manager of the Adviser. The Adviser is a registered investment adviser, and Dr. Kolchinsky disclaims beneficial ownership of the reported securities for purposes of Rule 16a-1(a)(1) under the Securities Exchange Act of 1934 (the "Exchange Act") in reliance on Rule 16a-1(a)(1)(vii). Dr. Kolchinsky also disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a)(2) under the Exchange Act except to the extent of his pecuniary interest therein.
- The shares are held as follows: 2,941,397 shares held by the Fund and 712,511 shares held by the Account.
- The shares were purchased at the Issuer's initial public offering.
- These securities include 7,968,645 shares held by the Fund and 1,755,953 shares held by the Account.