Filing Details
- Accession Number:
- 0001144204-18-064515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-13 18:30:25
- Reporting Period:
- 2018-12-11
- Accepted Time:
- 2018-12-13 18:30:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609727 | Synthorx Inc. | THOR | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315082 | Ra Capital Healthcare Fund Lp | C/O Ra Capital Management, Llc 20 Park Plaza, Suite 1200 Boston MA 02116 | No | No | Yes | No | |
1346824 | Ra Capital Management, Llc | C/O Ra Capital Management, Llc 20 Park Plaza, Suite 1200 Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-11 | 1,525,235 | $0.00 | 1,525,235 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-12-11 | 3,653,908 | $0.00 | 5,179,143 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-12-11 | 4,545,455 | $11.00 | 9,724,598 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2018-12-11 | 2,443,794 | $0.00 | 1,525,235 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-12-11 | 5,854,439 | $0.00 | 3,653,908 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis.
- The shares are held as follows: 1,245,659 shares held by RA Capital Healthcare Fund, L.P. (the "Fund") and 279,576 shares held by a separately managed account (the "Account").
- RA Capital Management, LLC (the "Adviser") is the general partner of the Fund and the investment adviser for the Account and therefore may be deemed to beneficially own the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934. Additionally, Peter Kolchinsky is a director of the Issuer and the sole manager of the Adviser.
- The Adviser disclaims beneficial ownership of the reported securities for purposes of Rule 16a-1(a)(1) under the Exchange Act in reliance on Rule 16a-1(a)(1)(v) and therefore disclaims any obligation to report ownership of the reported securities under Section 16(a) of the Exchange Act. The filing of this Form 4 shall not be construed as an admission that the Adviser is, for purposes of Rule 16a-1(a)(1) under the Exchange Act, the beneficial owner of any of the securities reported herein. The Adviser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a)(2) under the Exchange Act except to the extent of its pecuniary interest therein.
- The shares are held as follows: 2,941,397 shares held by the Fund and 712,511 shares held by the Account.
- The shares were purchased at the Issuer's initial public offering.
- These securities include 7,968,645 shares held by the Fund and 1,755,953 shares held by the Account.