Filing Details
- Accession Number:
- 0001209191-18-062505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-13 17:52:58
- Reporting Period:
- 2018-12-12
- Accepted Time:
- 2018-12-13 17:52:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462120 | Live Oak Bancshares Inc. | LOB | State Commercial Banks (6022) | 264596286 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1635831 | Iii L. William Williams | 1741 Tiburon Drive Wilmington NC 28403 | Vice Chairman & Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Acquisiton | 2018-12-12 | 18,000 | $14.79 | 46,100 | No | 4 | P | Direct | |
| Voting Common Stock | Acquisiton | 2018-12-12 | 2,000 | $15.45 | 48,100 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Voting Common Stock | 85,000 | Indirect | By 2015 GRAT |
| Voting Common Stock | 774,310 | Indirect | By William L. Williams Revocable Trust |
| Voting Common Stock | 450,000 | Indirect | By Elizabeth L. Williams Revocable Trust |
| Voting Common Stock | 14,110 | Indirect | By Spoint-ILM, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.38 to $15.28. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- This transaction was executed in multiple trades at prices ranging from $15.3799 to $15.6299. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
Billionaire Hedge Funds
