Filing Details

Accession Number:
0001179110-18-013843
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-12-13 17:34:13
Reporting Period:
2018-12-13
Accepted Time:
2018-12-13 17:34:13
Original Submission Date:
2018-12-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551949 Guggenheim Credit Allocation Fund GGM () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298064 C Randall Barnes 227 W. Monroe Street
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-13 400 $19.70 16,293 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The Amount of Securities Beneficially Owned Following Reported Transaction was incorrectly listed as 16,293,129. The Correct amount of securities beneficially owned after the transaction is 16,293.129.