Filing Details
- Accession Number:
- 0001179110-18-013843
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-12-13 17:34:13
- Reporting Period:
- 2018-12-13
- Accepted Time:
- 2018-12-13 17:34:13
- Original Submission Date:
- 2018-12-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551949 | Guggenheim Credit Allocation Fund | GGM | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-13 | 400 | $19.70 | 16,293 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The Amount of Securities Beneficially Owned Following Reported Transaction was incorrectly listed as 16,293,129. The Correct amount of securities beneficially owned after the transaction is 16,293.129.