Filing Details
- Accession Number:
- 0001567619-18-007934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-13 17:17:34
- Reporting Period:
- 2018-12-11
- Accepted Time:
- 2018-12-13 17:17:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1733998 | Northwest Natural Holding Co | NWN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1671699 | L Lori Russell | 220 Second Avenue Portland OR 97209 | Vp, Utility Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-11 | 1,200 | $41.15 | 2,844 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-11 | 1,200 | $66.43 | 1,644 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option to Buy | Disposition | 2018-12-11 | 1,200 | $0.00 | 1,200 | $41.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 737 | Indirect | See Footnote |
| Common Stock | 3,668 | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades on reported date with prices ranging from $66.391 - $66.54, resulting in an average price of $66.4303. Northwest Natural Holdings ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares have been credited to the reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives.
- Shares held in reporting person's account under issuer's Retirement K Savings Plan as of November 30, 2018.
- The option vested in four equal installments on February 25, 2010, January 1, 2011, 2012 and 2013.
- Option was granted as part of compensation for services. The option was exercised in a cashless exercise.
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