Filing Details

Accession Number:
0001562762-18-000389
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-13 12:09:41
Reporting Period:
2018-12-11
Accepted Time:
2018-12-13 12:09:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692427 Ncs Multistage Holdings Inc. NCSM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236472 D John Deane C/O Ncs Multistage Holdings, Inc.
19450 State Highway 249, Suite 200
Houston TX 77070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-11 20,000 $6.46 85,902 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 214,632 Indirect By Family Partners Limited
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.22 to $6.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. Includes 7,352 vested restricted stock units and 8,550 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date.
  3. These securities are held by the Deane Family Partners, Limited, a limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Family Limited Partnership except to the extent of his pecuniary interest therein.