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Filing Details

Accession Number:: 0000899243-18-030742
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-12-12 18:50:31
Reporting Period:: 2016-03-24

Accepted Time:: 2018-12-12 18:50:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596946	Quotient Ltd	QTNT	In Vitro & In Vivo Diagnostic Substances (2835)	264719797

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604877	Frederick Hallsworth	28 Esplanade St Helier Y9 JE2 3QA		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares	Disposition	2016-03-24	22	$8.59	55,091	No	4	S	Direct
Ordinary Shares	Disposition	2017-03-23	26	$6.65	55,065	No	4	S	Direct
Ordinary Shares	Disposition	2018-03-21	28	$6.21	55,037	No	4	S	Direct
Ordinary Shares	Acquisiton	2018-12-11	10,000	$6.50	65,037	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Ordinary Shares	Ordinary Share Option (Right to Buy)	$11.62		2025-10-31	7,505	7,505	Direct
Ordinary Shares	Ordinary Share Option (Right to Buy)	$8.00		2024-04-29	5,000	5,000	Direct
Ordinary Shares	Option to Purchase Ordinary Shares	$0.00	2014-02-13	2022-08-30	20,014	20,014	Direct
Ordinary Shares	Ordinary Share Option (Right to Buy)	$9.95		2024-10-31	5,025	5,025	Direct
Ordinary Shares	Ordinary Share Option (Right to Buy)	$5.73		2026-10-31	8,726	8,726	Direct
Ordinary Shares	Ordinary Share Option (Right to Buy)	$5.21		2027-10-31	9,597	9,597	Direct
Ordinary Shares	Restricted Stock Units	$0.00			2,879	2,879	Direct
Ordinary Shares	Restricted Stock Units	$0.00			18,721	18,721	Direct
Ordinary Shares	Ordinary Share Option (Right to Buy)	$6.41		2028-10-31	6,240	6,240	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-10-31	7,505	7,505	Direct
2024-04-29	5,000	5,000	Direct
2022-08-30	20,014	20,014	Direct
2024-10-31	5,025	5,025	Direct
2026-10-31	8,726	8,726	Direct
2027-10-31	9,597	9,597	Direct
	2,879	2,879	Direct
	18,721	18,721	Direct
2028-10-31	6,240	6,240	Direct

Footnotes

Restricted Stock Units convert into ordinary shares on a one-for-one basis.
All 7,505 options have vested and remain exercisable.
All 5,000 options have vested and remain exercisable.
The exercise price will be paid in pounds sterling, at GBP0.91 per share.
All 5,025 options have vested and remain exercisable.
5,818 options have vested on October 31, 2018 and remain exercisable, 2,908 options will vest on October 31, 2019.
3,199 options vested on October 31, 2018 and remain exercisable, 3,199 options will vest on October 31, 2019 and 3,199 options will vest on October 31, 2020.
On October 31, 2017, the Reporting Person was granted 5,758 restricted stock units, of which 2,879 have vested and have been exercised. The remaining 2,879 restricted stock units will vest on October 31, 2019.
On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, vesting in four equal installments on January 31, 2019, April 30, 2019, July 30, 2019 and October 31, 2019.
The options vest and become exercisable in three equal annual installments beginning October 31, 2019.
Relates to an inadvertent sale of ordinary shares, by the reporting person's broker to settle annual brokerage fees, without the reporting person's prior knowledge or direction.
The reporting person's inadvertent sale of 22 ordinary shares on March 24, 2016 at a price of $8.59 per share reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the reporting person's purchase of 5,000 ordinary shares upon exercise of warrants on October 2, 2015 at a price of $8.80 per share. The reporting person realized no profit in connection with this short-swing transaction.