Filing Details
- Accession Number:
- 0001127602-18-035986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-12 11:53:26
- Reporting Period:
- 2018-12-10
- Accepted Time:
- 2018-12-12 11:53:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666020 | P Terrence Kelly | 34 Maple Street Milford MA 01757 | Svp, President Ta Instruments | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-10 | 5,066 | $128.93 | 9,541 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-10 | 5,066 | $190.00 | 4,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-10 | 710 | $139.51 | 5,185 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-10 | 710 | $190.03 | 4,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-10 | 706 | $98.21 | 5,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-10 | 706 | $190.03 | 4,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-11 | 3,294 | $98.21 | 7,769 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-11 | 3,294 | $190.93 | 4,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-11 | 5,400 | $113.36 | 9,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-11 | 5,400 | $190.57 | 4,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-11 | 3,423 | $139.51 | 7,898 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-11 | 3,423 | $190.93 | 4,475 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-11 | 2,429 | $186.76 | 2,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-11 | 100 | $0.00 | 1,946 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-12-10 | 13,662 | $0.00 | 13,662 | $189.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-10 | 5,066 | $0.00 | 5,066 | $128.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-10 | 710 | $0.00 | 710 | $139.51 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-10 | 706 | $0.00 | 706 | $98.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-11 | 3,294 | $0.00 | 3,294 | $98.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-11 | 5,400 | $0.00 | 5,400 | $113.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-11 | 3,423 | $0.00 | 3,423 | $139.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,662 | 2019-12-10 | 2028-12-10 | No | 4 | A | Direct |
| 10,132 | 2016-12-09 | 2025-12-09 | No | 4 | M | Direct |
| 15,822 | 2017-12-09 | 2026-12-09 | No | 4 | M | Direct |
| 706 | 2014-12-06 | 2023-12-06 | No | 4 | M | Direct |
| 706 | 2014-12-06 | 2023-12-06 | No | 4 | M | Direct |
| 5,400 | 2015-12-11 | 2024-12-11 | No | 4 | M | Direct |
| 12,399 | 2017-12-09 | 2026-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 161 | Indirect | by ESPP |
Footnotes
- These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019.
Billionaire Hedge Funds
