Filing Details
- Accession Number:
- 0001209191-18-062142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-11 21:29:30
- Reporting Period:
- 2018-12-07
- Accepted Time:
- 2018-12-11 21:29:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394056 | One Stop Systems Inc. | OSS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283973 | Ralph John Reardon | 2235 Enterprise Street #110 Escondido CA 92029 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-12-07 | 10,000 | $2.84 | 100,973 | No | 4 | S | Indirect | By: The RTC Group, Inc. |
Common Stock | Disposition | 2018-12-10 | 7,500 | $2.83 | 93,473 | No | 4 | S | Indirect | By: The RTC Group, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: The RTC Group, Inc. |
No | 4 | S | Indirect | By: The RTC Group, Inc. |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $2.84 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- Mr. Reardon has sole voting and investment control over The RTC Group, Inc.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.84 per share, inclusive.