Filing Details
- Accession Number:
- 0001016281-18-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-11 20:11:16
- Reporting Period:
- 2018-12-10
- Accepted Time:
- 2018-12-11 20:11:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427418 | R Shawn Phillips | 13722 Cahill Ct. Cypress TX 77429 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-10 | 4,384 | $16.07 | 66,062 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $25.43 | 2028-02-14 | 16,610 | 16,610 | Direct | |
| Common Stock | Stock Options | $26.54 | 2027-03-21 | 38,600 | 38,600 | Direct | |
| Common Stock | Stock Options | $20.06 | 2026-02-23 | 16,700 | 16,700 | Direct | |
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 35,000 | 35,000 | Direct | |
| Common Stock | Stock Options | $5.94 | 2022-03-05 | 22,674 | 22,674 | Direct | |
| Common Stock | Stock Options | $5.70 | 2021-02-28 | 17,913 | 17,913 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-14 | 16,610 | 16,610 | Direct |
| 2027-03-21 | 38,600 | 38,600 | Direct |
| 2026-02-23 | 16,700 | 16,700 | Direct |
| 2022-02-24 | 35,000 | 35,000 | Direct |
| 2022-03-05 | 22,674 | 22,674 | Direct |
| 2021-02-28 | 17,913 | 17,913 | Direct |
Footnotes
- Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and 1/5 will vest on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
- Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
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