Filing Details
- Accession Number:
- 0001250853-18-000150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-11 19:49:00
- Reporting Period:
- 2018-12-07
- Accepted Time:
- 2018-12-11 19:49:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1335105 | Lixte Biotechnology Holdings Inc. | LIXT.OB | Pharmaceutical Preparations (2834) | 202903526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557190 | Arthur Riggs | 4852 Saint Andres Ave. La Verne CA 91750 | No | No | Yes | No | |
1608723 | Merrill Jane Riggs | 4852 Saint Andres Avenue La Verne CA 91750 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-07 | 1,260,000 | $0.50 | 6,110,000 | No | 4 | P | Indirect | By the Arthur and Jane Riggs 1990 Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Arthur and Jane Riggs 1990 Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2018-12-07 | 1,260,000 | $0.50 | 1,260,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,260,000 | 2018-12-07 | 2022-11-30 | No | 4 | P | Indirect |
Footnotes
- The reporting person acquired 1,260,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50 per Unit.