Filing Details

Accession Number:
0001127602-18-035820
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-11 15:55:01
Reporting Period:
2018-12-07
Accepted Time:
2018-12-11 15:55:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457280 T Lynne Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-12-07 1 $63.43 82 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock Acquisiton 2018-12-07 3 $63.43 459 No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-12-07 3 $63.43 459 No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-12-07 2 $63.43 387 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-07 2 $63.43 459 No 4 P Indirect Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-07 2 $63.43 457 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-07 2 $63.43 457 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-10 4 $61.53 463 No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-12-10 4 $61.53 463 No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-12-10 4 $61.53 391 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-10 5 $61.53 464 No 4 P Indirect Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-10 5 $61.53 462 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-10 5 $61.53 462 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-10 1 $62.35 464 No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates V
No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Reporting Person's proportionate interest in shares held in Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Reporting Person's proportionate interest in shares held in Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 569 Indirect child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock 9,562 Indirect Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 15,853 Indirect Shares held by Spouse.
Class A Common Stock 563 Direct
Class A Common Stock 862 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 761 Indirect Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 1,860 Indirect Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock 645 Indirect Spouse serves as co-trustee of a trust for the benefit of minor niece.
Class A Common Stock 1,712 Indirect Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock 563 Indirect Reporting Person's Spouse is co-trustee of the trust of minor nephew
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 569 569 Indirect
Class A Common Stock Class B Common Stock $0.00 9,562 9,562 Indirect
Class A Common Stock Class B Common Stock $0.00 15,683 15,683 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Direct
Class A Common Stock Class B Common Stock $0.00 862 862 Indirect
Class A Common Stock Class B Common Stock $0.00 761 761 Indirect
Class A Common Stock Class B Common Stock $0.00 1,860 1,860 Indirect
Class A Common Stock Class B Common Stock $0.00 645 645 Indirect
Class A Common Stock Class B Common Stock $0.00 1,712 1,712 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
569 569 Indirect
9,562 9,562 Indirect
15,683 15,683 Indirect
563 563 Direct
862 862 Indirect
761 761 Indirect
1,860 1,860 Indirect
645 645 Indirect
1,712 1,712 Indirect
563 563 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan
  2. 2018-Dec-7-Weighted Average - Share Price represents average price between $63.00 and $64.00.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. 2018-Dec-10-Weighted Average - Share Price represents average price between $61.00 and $61.95.
  5. N/A