Filing Details
- Accession Number:
- 0001104659-18-072140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-10 17:18:47
- Reporting Period:
- 2018-12-06
- Accepted Time:
- 2018-12-10 17:18:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Ditech Holding Corp | DHCP | Asset-Backed Securities (6189) | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902266 | Nomura Securities International Inc | Worldwide Plaza 309 West 49Th Street New York NY 10019 | No | No | Yes | Yes | |
1163653 | Nomura Holdings Inc | 9-1 Nihonbashi 1-Chome Chuo-Ku Tokyo M0 103-8645 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-06 | 68,900 | $0.10 | 803,232 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-07 | 332,800 | $0.08 | 470,432 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
- The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.