Filing Details

Accession Number:
0001104659-18-072140
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-10 17:18:47
Reporting Period:
2018-12-06
Accepted Time:
2018-12-10 17:18:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040719 Ditech Holding Corp DHCP Asset-Backed Securities (6189) NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902266 Nomura Securities International Inc Worldwide Plaza
309 West 49Th Street
New York NY 10019
No No Yes Yes
1163653 Nomura Holdings Inc 9-1 Nihonbashi 1-Chome
Chuo-Ku
Tokyo M0 103-8645
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-06 68,900 $0.10 803,232 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-07 332,800 $0.08 470,432 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
  2. The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.