Filing Details
- Accession Number:
- 0001271163-18-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-10 16:45:26
- Reporting Period:
- 2018-12-06
- Accepted Time:
- 2018-12-10 16:45:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282957 | Gabelli Global Utility & Income Trust | GLU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Par Value $0.001 | Acquisiton | 2018-12-06 | 1,011 | $17.80 | 3,000 | No | 4 | P | Indirect | Trust Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trust Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, Par Value $0.001 | 158,758 | Indirect | G.research, Inc. |
Common Shares, Par Value $0.001 | 107,722 | Indirect | Associated Capital Group, Inc. |
Common Shares, Par Value $0.001 | 1,881 | Direct |
Footnotes
- The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
- Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
- G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.