Filing Details
- Accession Number:
- 0001209191-18-061736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-10 16:11:21
- Reporting Period:
- 2018-12-06
- Accepted Time:
- 2018-12-10 16:11:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1585857 | Gordon Ritter | C/O Emergence Capital 160 Bovet Road, Ste. 300 San Mateo CA 94402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-12-06 | 20,000 | $19.80 | 31,092 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-12-06 | 20,000 | $27.14 | 51,092 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-12-06 | 10,263 | $91.79 | 40,829 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-12-07 | 10,250 | $0.00 | 30,579 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2018-12-07 | 2,938 | $0.00 | 484,460 | No | 4 | J | Indirect | By the Ritter-Metzler Revocable Trust dated November 6, 2000 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By the Ritter-Metzler Revocable Trust dated November 6, 2000 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-12-06 | 20,000 | $0.00 | 20,000 | $19.80 |
Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-12-06 | 20,000 | $0.00 | 20,000 | $27.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-06-03 | No | 4 | M | Direct | |
0 | 2025-06-16 | No | 4 | M | Direct |
Footnotes
- Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- The sales reported on this Form 4 were "cashless exercises" made to cover payment of the option exercise prices in lieu of paying cash for the stock option exercises referenced in Table II below. The reported price in Column 4 is a weighted average price of $91.790647. These shares were sold in multiple transactions at prices ranging from $91.7100 to $91.9400 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- On December 7, 2018, the Reporting Person distributed in-kind, without consideration, 10,250 shares of Class A Common Stock pro-rata to Emergence Equity Mgmt Corp. (EEM), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. EEM then immediately distributed in-kind, without consideration, all 10,250 shares of Class A Common Stock pro-rata to its partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
- Pro rata distribution from EEM in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
- Shares held by The Ritter-Metzler Revocable Trust dated November 6, 2000 (the "Trust"). The Reporting Person is a trustee and beneficiary of the Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Trust. The Reporting Person disclaims beneficial ownership of the reported shares held by the Trust, except to the extent, if any, of his pecuniary interest therein.
- The option shares are fully vested and may be exercised at any time.