Filing Details
- Accession Number:
- 0001225208-18-016361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-10 15:10:44
- Reporting Period:
- 2018-12-06
- Accepted Time:
- 2018-12-10 15:10:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33619 | Esterline Technologies Corp | ESL | Industrial Instruments For Measurement, Display, And Control (3823) | 132595091 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651443 | Alan Roger Ross | 500 108Th Avenue Ne, Suite 1500 Bellevue WA 98004 | Evp, Pres - Sensors & Systems | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-06 | 7,875 | $78.87 | 12,454 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-06 | 3,600 | $79.31 | 16,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-06 | 2,550 | $71.85 | 18,604 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-06 | 1,050 | $92.75 | 19,654 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-06 | 14,590 | $121.29 | 5,064 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-06 | 7,875 | $0.00 | 7,875 | $78.87 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-06 | 1,050 | $0.00 | 1,050 | $92.75 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-06 | 2,550 | $0.00 | 2,550 | $71.85 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-06 | 3,600 | $0.00 | 3,600 | $79.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,625 | 2016-08-24 | 2025-08-24 | No | 4 | M | Direct |
| 3,150 | 2018-11-07 | 2027-11-07 | No | 4 | M | Direct |
| 2,550 | 2017-11-08 | 2026-11-08 | No | 4 | M | Direct |
| 1,200 | 2016-11-18 | 2025-11-18 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $121.21 to $121.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- This option vests and becomes exercisable in four annual increments of 25% each commencing on August 24, 2016.
- This option vests and becomes exercisable in four annual increments of 25% each commencing on November 7, 2018.
- This option vests and becomes exercisable in four annual increments of 25% each commencing on November 8, 2017.
- This option vests and becomes exercisable in four annual increments of 25% each commencing on November 18, 2016.
Billionaire Hedge Funds
