Filing Details

Accession Number:
0001104659-18-071887
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-12-07 18:41:41
Reporting Period:
2018-12-03
Accepted Time:
2018-12-07 18:41:41
Original Submission Date:
2018-12-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040719 Ditech Holding Corp DHCP Asset-Backed Securities (6189) NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902266 Nomura Securities International Inc Worldwide Plaza
309 West 49Th Street
New York NY 10019
No No Yes Yes
1163653 Nomura Holdings Inc 9-1 Nihonbashi 1-Chome
Chuo-Ku
Tokyo M0 103-8645
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-04 206,700 $0.11 870,532 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
  2. The Reporting Person's original Form 4 incorrectly reported a larger amount of shares of Common Stock being sold on December 4, 2014 than was actually sold.