Filing Details
- Accession Number:
- 0001104659-18-071887
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-12-07 18:41:41
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-07 18:41:41
- Original Submission Date:
- 2018-12-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Ditech Holding Corp | DHCP | Asset-Backed Securities (6189) | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902266 | Nomura Securities International Inc | Worldwide Plaza 309 West 49Th Street New York NY 10019 | No | No | Yes | Yes | |
1163653 | Nomura Holdings Inc | 9-1 Nihonbashi 1-Chome Chuo-Ku Tokyo M0 103-8645 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-04 | 206,700 | $0.11 | 870,532 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
- The Reporting Person's original Form 4 incorrectly reported a larger amount of shares of Common Stock being sold on December 4, 2014 than was actually sold.