Filing Details
- Accession Number:
- 0001209191-18-061645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-07 18:34:55
- Reporting Period:
- 2018-12-06
- Accepted Time:
- 2018-12-07 18:34:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1438133 | Tandem Diabetes Care Inc | TNDM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422126 | B David Berger | C/O Tandem Diabetes Care, Inc., 11075 Roselle Street San Diego CA 92121 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-06 | 10,000 | $2.59 | 11,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-06 | 10,000 | $34.50 | 1,765 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-06 | 1,493 | $34.85 | 200 | No | 4 | S | Indirect | Berger Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Berger Family Trust |
Footnotes
- Shares were acquired due to the exercise of a previously awarded stock option. Each share converts upon exercise into one share of common stock.
- The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018, in multiple transactions at prices ranging from $33.80 to $34.965. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018, in multiple transactions at prices ranging from $34.8225 to $34.89. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- Shares are beneficially owned by the Berger Family Trust dated April 16, 2008(the "Trust"), with respect to which reporting person is a trustee.
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