Filing Details

Accession Number:
0001238841-18-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-07 16:41:02
Reporting Period:
2018-12-04
Accepted Time:
2018-12-07 16:41:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069533 Rgc Resources Inc RGCO Natural Gas Transmisison & Distribution (4923) 541909697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238841 S John Orazio D Po Box 13007
Roanoke VA 24030
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-04 247 $12.67 37,763 No 4 M Direct
Common Stock Disposition 2018-12-04 247 $27.90 37,516 No 4 S Direct
Common Stock Acquisiton 2018-12-06 361 $12.67 37,877 No 4 M Direct
Common Stock Disposition 2018-12-06 361 $27.50 37,516 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options Disposition 2018-12-04 247 $0.00 247 $12.67
Common Stock Employee Stock Options Disposition 2018-12-06 361 $0.00 361 $12.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,353 2013-10-01 2023-04-01 No 4 M Direct
2,992 2013-10-01 2023-04-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Empoloyee Stock Options $12.63 2014-06-06 2023-12-06 7,500 7,500 Direct
Common Stock Empoloyee Stock Options $14.40 2015-06-04 2024-12-04 7,500 7,500 Direct
Common Stock Employee Stock Options $14.15 2016-06-03 2025-12-03 8,250 8,250 Direct
Common Stock Employee Stock Options $16.37 2017-06-08 2026-12-08 9,750 9,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-06 7,500 7,500 Direct
2024-12-04 7,500 7,500 Direct
2025-12-03 8,250 8,250 Direct
2026-12-08 9,750 9,750 Direct
Footnotes
  1. Exercise of options granted 04/01/2013. Includes 175.659 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 28.128 restricted shares purchased 11/01/2017 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
  2. Exercise of options granted 04/01/2013.