Home > Insider Trading > Filing (0001144204-18-063418)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1023994	Sg Blocks Inc.	SGBX	Wholesale-Lumber & Other Construction Materials (5030)	954463937

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1536125	Hillair Capital Investments Lp	C/O Hillair Capital Management Llc 345 Lorton Avenue Suite 303 Burlingame CA 94010	No	No	Yes	No
1642615	M Sean Mcavoy	C/O Hillair Capital Management Llc 345 Lorton Avenue Suite 303 Burlingame CA 94010	No	No	Yes	No
1642616	Hillair Capital Management Llc	C/O Hillair Capital Management Llc 345 Lorton Avenue Suite 303 Burlingame CA 94010	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-12-03	85,299	$3.40	519,558	No	4	S	Direct
Common Stock	Disposition	2018-12-04	49,500	$3.60	470,058	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.