Filing Details
- Accession Number:
- 0001206256-18-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 17:17:01
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-06 17:17:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206256 | J Carole Shapazian | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-12-03 | 5,389 | $37.50 | 15,237 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-12-03 | 6,360 | $44.39 | 21,597 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-12-03 | 11,749 | $68.48 | 9,848 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2018-12-03 | 5,389 | $0.00 | 5,389 | $37.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2018-12-03 | 6,360 | $0.00 | 6,360 | $44.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-03 | 2025-05-05 | No | 4 | M | Direct |
| 0 | 2017-05-02 | 2026-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 6,120 | Indirect | By Trust |
Footnotes
- Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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