Filing Details
- Accession Number:
- 0001246360-18-002596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 17:14:14
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-06 17:14:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278046 | P John Mcdermott | 1201 South Second Street Milwaukee WI 53204 | Sr. Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-03 | 7,100 | $0.00 | 37,731 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-04 | 1 | $175.04 | 37,730 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-04 | 3,833 | $176.04 | 33,897 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2018-12-03 | 7,100 | $0.00 | 7,100 | $0.00 |
| Common Stock | Employee stock option (right to buy) | Acquisiton | 2018-12-04 | 11,100 | $0.00 | 11,100 | $171.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-03 | 2018-12-03 | No | 4 | M | Direct |
| 11,100 | 2019-12-04 | 2028-12-04 | No | 4 | A | Direct |
Footnotes
- Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- The option vests in three substantially equal annual installments beginning on the date exercisable.
- Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
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