Filing Details
- Accession Number:
- 0001613665-18-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 17:13:48
- Reporting Period:
- 2018-12-04
- Accepted Time:
- 2018-12-06 17:13:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622151 | Robert Peter Chapman | C/O Great Western Bancorp, Inc. 225 South Main Avenue Sioux Falls SD 57104 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-12-04 | 1,273 | $0.00 | 21,423 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-12-04 | 5,649 | $0.00 | 27,072 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-04 | 311 | $34.51 | 26,761 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-04 | 1,376 | $34.51 | 25,385 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-06 | 300 | $33.93 | 25,085 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-06 | 600 | $33.98 | 24,485 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-06 | 400 | $34.04 | 24,085 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-06 | 350 | $33.75 | 23,735 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-06 | 1,800 | $34.03 | 21,935 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2015 | Disposition | 2018-12-04 | 1,273 | $0.00 | 1,273 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2016 | $0.00 | 1,080 | 1,080 | Direct | ||
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2017 | $0.00 | 2,070 | 2,070 | Direct | ||
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2018 | $0.00 | 4,153 | 4,153 | Direct | ||
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2018 STI) | $0.00 | 2,363 | 2,363 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,080 | 1,080 | Direct | |
2,070 | 2,070 | Direct | |
4,153 | 4,153 | Direct | |
2,363 | 2,363 | Direct |
Footnotes
- The vesting and issuance of performance stock units granted in December 2015 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2018.
- The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
- The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
- These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.