Filing Details

Accession Number:
0001613665-18-000132
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 17:13:48
Reporting Period:
2018-12-04
Accepted Time:
2018-12-06 17:13:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1613665 Great Western Bancorp Inc. GWB State Commercial Banks (6022) 471308512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622151 Robert Peter Chapman C/O Great Western Bancorp, Inc.
225 South Main Avenue
Sioux Falls SD 57104
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2018-12-04 1,273 $0.00 21,423 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2018-12-04 5,649 $0.00 27,072 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-04 311 $34.51 26,761 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-04 1,376 $34.51 25,385 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-06 300 $33.93 25,085 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-06 600 $33.98 24,485 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-06 400 $34.04 24,085 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-06 350 $33.75 23,735 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-12-06 1,800 $34.03 21,935 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 A Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2015 Disposition 2018-12-04 1,273 $0.00 1,273 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2016 $0.00 1,080 1,080 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2017 $0.00 2,070 2,070 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2018 $0.00 4,153 4,153 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units (2018 STI) $0.00 2,363 2,363 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,080 1,080 Direct
2,070 2,070 Direct
4,153 4,153 Direct
2,363 2,363 Direct
Footnotes
  1. The vesting and issuance of performance stock units granted in December 2015 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2018.
  2. The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
  3. The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
  4. These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  5. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
  6. The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
  7. The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
  8. The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
  9. The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
  10. The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.