Home > Insider Trading > Filing (0001225208-18-016301)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1196501	Hms Holdings Corp	HMSY	Services-Business Services, Nec (7389)	113656261

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209904	C William Lucia	5615 High Point Drive Irving TX 75038	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-12-03	25,923	$21.36	207,323	No	4	M	Direct
Common Stock	Disposition	2018-12-03	300	$36.26	207,023	No	4	S	Direct
Common Stock	Disposition	2018-12-03	25,623	$35.24	181,400	No	4	S	Direct
Common Stock	Acquisiton	2018-12-04	11,646	$21.36	193,046	No	4	M	Direct
Common Stock	Disposition	2018-12-04	11,646	$35.22	181,400	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (Right to Buy)	Disposition	2018-12-03	25,923	$0.00	25,923	$21.36
Common Stock	Nonqualified Stock Option (Right to Buy)	Disposition	2018-12-04	11,646	$0.00	11,646	$21.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
43,995		2020-11-14	No	4	M	Direct
32,349		2020-11-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	581,734	Indirect	By Lucia Family Trust

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.10 to $36.38., inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.005 to $35.96, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.59, inclusive.
These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 763,134 shares following the transactions reported on this Form 4.
One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.