Filing Details
- Accession Number:
- 0001225208-18-016300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 17:11:23
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-06 17:11:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646370 | D Greg Aunan | 5615 High Point Drive Irving TX 75038 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-03 | 3,162 | $11.20 | 38,528 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-03 | 3,162 | $35.72 | 35,366 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-04 | 1,006 | $11.20 | 36,372 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-04 | 693 | $13.94 | 37,065 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-04 | 1,699 | $35.55 | 35,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-12-03 | 3,162 | $0.00 | 3,162 | $11.20 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-12-04 | 693 | $0.00 | 693 | $13.94 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-12-04 | 1,006 | $0.00 | 1,006 | $11.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,006 | 2022-11-10 | No | 4 | M | Direct | |
| 19,911 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2022-11-10 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.38, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.66, inclusive.
- The option vested in three equal installments on November 11, 2016, 2017 and 2018.
- The option vests in three equal installments on March 2, 2017, 2018 and 2019.
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