Filing Details

Accession Number:
0001209191-11-013106
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-28 10:44:04
Reporting Period:
2011-02-24
Filing Date:
2011-02-28
Accepted Time:
2011-02-28 10:44:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380568 Charles Bonasera 4300 North First Street
San Jose CA 95134
Vice President, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-24 25,000 $8.38 51,210 No 4 M Direct
Common Stock Disposition 2011-02-24 25,000 $9.29 26,210 No 4 S Direct
Common Stock Acquisiton 2011-02-24 23,297 $8.20 49,507 No 4 M Direct
Common Stock Disposition 2011-02-24 23,297 $9.30 26,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Right to buy Disposition 2011-02-24 25,000 $8.38 25,000 $8.38
Common Stock Right to buy Disposition 2011-02-24 23,297 $8.20 23,297 $8.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-11-06 2013-11-06 No 4 M Direct
21,703 2008-04-01 2014-05-01 No 4 M Direct
Footnotes
  1. Includes 17,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Bonasera on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.
  2. Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.