Filing Details

Accession Number:
0001214659-18-007513
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 06:00:36
Reporting Period:
2018-12-04
Accepted Time:
2018-12-06 06:00:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173420 Novagold Resources Inc NG Gold And Silver Ores (1040) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562640 A. Gregory Lang C/O Novagold Resources Inc.
201 South Main Street, Suite 400
Salt Lake City UT 84111
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-12-04 165,150 $2.19 1,724,793 No 4 M Direct
Common Shares Disposition 2018-12-04 95,292 $3.80 1,629,501 No 4 F Direct
Common Shares Disposition 2018-12-04 47,636 $3.78 1,581,865 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2018-12-04 165,150 $0.00 165,150 $2.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,100,000 2019-01-06 No 4 M Direct
Footnotes
  1. The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3219=U.S.$1.00.
  2. The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.02 to $5.03 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.03 to USD using an exchange rate of CAD $1.3219=USD $1.00.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$4.9826 to $5.03, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.00 to USD using an exchange rate of CAD $1.3219=USD $1.00.
  4. The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.