Filing Details

Accession Number:
0001209191-18-061012
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-04 18:00:13
Reporting Period:
2018-11-30
Accepted Time:
2018-12-04 18:00:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644675 Mimecast Ltd MIME Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734756 James Andrew Peter Campbell C/O Mimecast North America, Inc.
191 Spring Street
Lexington MA 02421
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-11-30 800 $9.21 220,800 No 4 M Direct
Ordinary Shares Disposition 2018-11-30 800 $38.00 220,000 No 4 S Direct
Ordinary Shares Acquisiton 2018-12-03 244 $9.21 220,244 No 4 M Direct
Ordinary Shares Disposition 2018-12-03 244 $38.00 220,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Share Option (Right to Buy) Disposition 2018-11-30 800 $0.00 800 $9.21
Ordinary Shares Share Option (Right to Buy) Disposition 2018-12-03 244 $0.00 244 $9.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
104,200 2026-02-01 No 4 M Direct
103,956 2026-02-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 4,571 Indirect By Spouse
Restricted Share Units 8,000 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2017.
  2. Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
  3. These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vest on April 2, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
  4. Represents shares underlying unexercised share options that were granted on February 1, 2016. The terms of the original grant of 240,000 options provide that twenty-five percent (25%) of the shares vested on February 1, 2017 and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date