Filing Details
- Accession Number:
- 0001613665-18-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-04 17:39:31
- Reporting Period:
- 2018-11-30
- Accepted Time:
- 2018-12-04 17:39:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1741432 | M Karlyn Knieriem | C/O Great Western Bancorp, Inc. 225 S Main Avenue Sioux Falls SD 57104 | Evp And Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-12-01 | 80 | $0.00 | 80 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-12-01 | 117 | $0.00 | 197 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-03 | 47 | $37.08 | 150 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2018-12-03 | 150 | $34.62 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2017 | Disposition | 2018-12-01 | 80 | $0.00 | 80 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2017 STI) | Disposition | 2018-12-01 | 117 | $0.00 | 117 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2018 | Acquisiton | 2018-11-30 | 1,367 | $0.00 | 1,367 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2018 STI) | Acquisiton | 2018-11-30 | 789 | $0.00 | 789 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 163 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 1,367 | No | 4 | A | Direct | ||
| 789 | No | 4 | A | Direct |
Footnotes
- The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
- The restricted stock units vest on December 1, 2018. The restricted stock units have no expiration date.
- The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
- These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.
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