Filing Details
- Accession Number:
- 0001209191-11-013030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-25 18:40:53
- Reporting Period:
- 2011-02-23
- Filing Date:
- 2011-02-25
- Accepted Time:
- 2011-02-25 18:40:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100962 | Endo Pharmaceuticals Holdings Inc | ENDP | Pharmaceutical Preparations (2834) | 134022871 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328288 | P. Ivan Gergel | C/O Endo Pharmaceuticals 100 Endo Boulevard Chadds Ford PA 19317 | Evp, Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value, $.01 Pershare | Acquisiton | 2011-02-24 | 15,742 | $20.61 | 15,742 | No | 4 | M | Direct | |
Common Stock, Par Value, $.01 Pershare | Disposition | 2011-02-24 | 15,742 | $33.59 | 0 | No | 4 | S | Direct | |
2010 Stock Incentive Plan Restricted Stock Units (Rsu) | Acquisiton | 2011-02-23 | 13,316 | $0.00 | 13,316 | No | 4 | M | Direct | |
2010 Stock Incentive Plan Performance Shares | Acquisiton | 2011-02-23 | 13,316 | $0.00 | 13,316 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2007 Stock Incentive Plan Options | Disposition | 2011-02-24 | 15,742 | $0.00 | 15,742 | $20.61 |
Common Stock | 2010 Stock Incentive Plan Stock Options | Acquisiton | 2011-02-23 | 41,549 | $0.00 | 41,549 | $33.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,226 | 2020-02-19 | No | 4 | M | Direct | |
41,549 | 2021-02-23 | No | 4 | A | Direct |
Footnotes
- On December 3, 2010, Dr. Gergel placed 58,845 of the shares underlying his stock options into a 10b5-1 pre-set selling program until December 31, 2011 (the "Gergel Pre-Set Selling Program"). The options exercised and the shares sold here were sold pursuant to the Gergel Pre-Set Selling Program, which leaves 43,103 shares (underlying options) in the Gergel Pre-Set Selling Program.
- This represents the average price at which Dr. Gergel's common shares were sold on on February 24, 2011.
- Upon each vesting date, each vested restricted stock unit automatically converts into one (1) share of Endo Pharmaceuticals Holdings Inc. common stock. These restricted stock units (RSUs) are generally exercisable 25% per year on each of February 23, 2012, February 23, 2013, February 23, 2014 and February 23, 2015. Upon vesting, we consider the underlying RSUs to be expired.
- These securities were granted to Dr. Gergel in consideration of his services as the Executive Vice President, Research & Development of Endo Pharmaceuticals Holdings Inc.
- The performance shares vest upon the Company achieving certain financial targets.
- Represents target quantity of shares issuable. The exact number of shares issuable will be determined on achievement of certain company performance targets over a cumulative 3-year period, as determined by the Compensation Committee of the Board of Directors of Endo Pharmaceuticals Holdings Inc. The executive can earn between 0% and 200% of the target shares.
- Dr. Gergel's stock options that were granted under the 2007 Stock Incentive Plan on February 19, 2010, are generally exercisable 25% per year on each of February 19, 2011, February 19, 2012, February 19, 2013 and February 19, 2014. The 15,742 stock options that were exercised now are those that became exercisable on February 19, 2011.
- Representing the right to buy shares of common stock, par value $0.01 per share, of Endo Pharmaceuticals Holdings Inc.
- These stock options are generally exercisable 25% per year on each of February 23, 2012, February 23, 2013, February 23, 2014 and February 23, 2015.