Filing Details

Accession Number:
0001225208-18-016037
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-30 19:42:40
Reporting Period:
2018-11-29
Accepted Time:
2018-11-30 19:42:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646370 D Greg Aunan 5615 High Point Drive
Irving TX 75038
Svp, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-29 903 $14.00 36,269 No 4 M Direct
Common Stock Disposition 2018-11-29 903 $35.53 35,366 No 4 S Direct
Common Stock Acquisiton 2018-11-30 8,332 $11.20 43,698 No 4 M Direct
Common Stock Acquisiton 2018-11-30 7,750 $14.00 51,448 No 4 M Direct
Common Stock Disposition 2018-11-30 16,082 $35.71 35,366 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-29 903 $0.00 903 $14.00
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-30 7,750 $0.00 7,750 $14.00
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-30 8,332 $0.00 8,332 $11.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,750 2022-11-10 No 4 M Direct
0 2022-11-10 No 4 M Direct
4,168 2022-11-10 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.04, inclusive.
  3. The option vested in three equal installments on November 11, 2016, 2017 and 2018.